Discretionary Portfolio Management

Under the Discretionary PMS services offered by the 5Rivers, the selection of securities as well as the timings of the investment decisions is taken entirely and solely by the Portfolio Manager. The Client may give informal guidance to the Portfolio Manager to customize the portfolio, however, the final decision rests with the Portfolio Manager.

Client portfolios are broadly similar, but do not mirror each other, Thus, the securities invested/ disinvested by the Portfolio Manager on behalf of the Client may differ from the securities invested/divested by the Portfolio Manager on its own behalf or on behalf of other clients and associates of the Portfolio Manager.

Institutional Advisory

5Rivers provides Investment Advisory Services mainly to institutions, both onshore as well as Foreign Institutional Investors. Under these services, the Portfolio Manager will advise Clients on the macro-economic situation, market movements, stock performances etc. as well as any specific advice required by the Clients with respect to a portfolio of investments, as agreed upon in the Agreement between the Client and the Portfolio Manager. In this case, the Portfolio Manager will charge the Client a fee for services rendered, as spelt out in the Agreement.